55 West Monroe Street
Chicago, Illinois 60603
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Someone here has done it before.
Bernie’s practice has been concentrated in commodity futures, securities, and managed funds for over 35 years. He represents futures commission merchants, introducing brokers, commodity trading advisors, commodity pool operators, broker dealers, and individual registrants. He advises clients on Commodity Futures Trading Commission registration and regulatory matters, National Futures Association registration and regulatory matters, and CME registration and regulatory matters. Bernie has defended clients in enforcement actions with the CFTC, NFA, SEC, FINRA, Chicago Board of Trade, and CME.
From 1976 through 1979, Bernie was Assistant Counsel and then Chief Counsel of the Chicago Board of Trade.
Bernie has a particular interest in history and Biblical archeology.
Bernie has a Peer Review Rating of “AV Preeminent,” the highest rating for legal ability and ethical standards, from Martindale-Hubbell, a leading professional directory.
Northwestern University Law School
Loyola University of Chicago
B.S., Honors Program, 1968
1971-1972 Law Clerk, Illinois Appellate Court, Second District...
Former Arbitrator: Chicago Mercantile Exchange, National Futures Association, and NASD